导论:作为制造对象的城市
引论:作为制造对象的城市
城市究竟是被“发现”的,还是被“制造”的?这个问题看似简单,却触及了理解当代城市化进程的核心分歧。在西方城市规划的传统话语中,城市往往被视为有机生长的有机体——人口聚集的偶然结果、市场力量的自然涌现、或是历史积淀的缓慢结晶。规划的职责,不过是在这个“自然”过程中加以引导和调适。然而,当我们把目光投向中国珠江三角洲的南海之滨,一座名为深圳的城市却对这一假设提出了根本性的挑战。这座城市不是在某个历史节点上“被发现”的,而是几乎从零开始“被制造”出来的——不是作为建筑的堆砌,而是作为一套完整的制度体系、产业链条和社会形态的同步建构。
本书的核心命题正是:深圳不是一个自然形成的都市,而是一个精心“制造”的城市制造体系。这个表述并非隐喻,而是字面意义上的准确描述。深圳的四十余年发展历程,本质上是一套制造业生态系统从无到有、从弱到强的系统性构建过程。这个过程涉及土地制度创新、产业政策设计、基础设施投资、人力资本培育、创新网络构建,以及一系列制度安排——所有这些要素被有意识地整合、协调和持续优化,形成了一个自组织yet高度受控的复杂系统。
这一视角的确立,对于理解中国城市化和工业化融合发展的独特路径,具有重要的理论意义。传统的城市化理论,无论是强调市场自发秩序的芝加哥学派,还是关注空间结构转型的城市体系理论,抑或是聚焦绅士化与士绅化的批判城市研究,都难以充分解释深圳案例的特殊性。深圳的发展模式,既不符合新古典经济学关于城市化的一般推论,也不简单对应于发展经济学中讨论的进口替代或出口导向战略——它是一种更为复杂的制度创新过程,需要新的理论框架加以把握。
一、城市制造:一个概念的定义与操作化
在展开理论探讨之前,有必要首先对本书的核心概念——城市制造(City Manufacturing)——进行明确的界定。所谓城市制造,是指以城市为对象的系统性建构过程,它区别于传统的城市更新或城市扩张,而是涵盖城市作为空间载体、产业平台、制度环境和社会系统的全方位设计、建设和运营。这一概念强调几个关键维度。
第一,系统性。城市制造不是单一要素的投入,而是土地、资本、劳动力、技术、制度等多重要素的协同作用。这些要素之间存在复杂的互补性和路径依赖性,单独优化某一要素并不能实现整体最优——这正是为何深圳的发展经验难以被简单复制的原因所在。
第二,意向性。与城市的有机演化不同,城市制造强调发展主体的主观能动性。无论是深圳市政府的规划引导,还是中央政府的政策支持,抑或是企业的市场决策,都体现了明确的战略意图。这种意向性不排斥市场机制的作用,而是将市场作为配置资源的有效工具,嵌入更宏观的发展框架之中。
第三,过程性。城市制造是一个持续演进的动态过程,而非一次性的工程建设。即使城市的物理空间已经基本成型,产业体系已经建立,制度框架已经确立,城市制造的过程仍在继续——技术迭代迫使产业升级,制度老化需要持续改革,社会变迁呼唤治理创新。深圳在2020年代面临的转型压力,正是这一过程性特征的体现。
为了使这一概念具有可操作性,本书引入制度经济学的分析框架,将城市制造分解为三个相互关联的层面。
首先是制度制造,即城市发展所需的制度环境的系统建构。这包括产权制度的安排(如土地使用权出让制度)、市场准入与退出机制(如企业注册与破产程序)、金融体系的支撑(如创业板、科创板与深圳金融中心的互动),以及法律法规的完善(如知识产权保护体系的建立)。深圳在这方面进行了诸多开创性的探索,从早期的土地拍卖第一槌到后来的商事登记制度改革,每一项制度创新都为城市制造提供了基础设施层面的支撑。
其次是产业制造,即制造业生态系统的有意构建。这不仅包括吸引外来投资、培育本土企业,还涉及供应链网络的搭建、产业集群的形成、创新网络的编织。深圳的产业制造策略经历了从“三来一补”(来料加工、来样加工、来件装配和补偿贸易)到自主创新的转型,但始终保持着对制造业作为城市经济根基的高度重视——这与香港等金融中心的发展路径形成了鲜明对比。
第三是社会制造,即城市社会形态与人力资本的系统培育。这涉及教育体系的布局(如深圳大学、南方科技大学的创办)、人口结构的引导(如人才引进政策)、社会组织的发育(如行业协会与创新创业社群)、以及城市文化的塑造(如移民城市的包容性与创业精神)。深圳在社会制造层面的探索,为产业制造和制度制造提供了不可或缺的劳动力支撑和创新活力。
这三个层面的制造相互支撑、相互强化。制度创新为产业发展提供激励结构,产业发展为制度完善提供实践经验,社会发育为制度与产业运作提供人力基础和合法性支持。这种三位一体的互动关系,构成了深圳城市制造模式的核心机制。
The City as Manufactured Object: A Concept Defined
Is a city something to be "discovered" or something to be "manufactured"? This seemingly simple question touches upon the core divergence in understanding contemporary urbanization. In the Western tradition of urban planning, cities are often conceptualized as organic entities—accidental outcomes of population aggregation, natural emergences of market forces, or gradual crystallizations of historical accumulation. The role of planning, in this view, is merely to guide and adjust this "natural" process. However, when we turn our gaze to the South Sea coast of China's Pearl River Delta, a city named Shenzhen fundamentally challenges this assumption. This city was not "discovered" at some historical moment but was almost literally "manufactured" from scratch—not as a pile of buildings, but as a simultaneous construction of an entire institutional system, industrial chain, and social form.
The core thesis of this book is precisely this: Shenzhen is not a naturally formed metropolis but a city-manufacturing system carefully "manufactured." This formulation is not metaphorical but literally accurate. Shenzhen's forty-plus years of development constitute essentially a systematic construction process of a manufacturing ecosystem from nothing, from weakness to strength. This process involves land institutional innovation, industrial policy design, infrastructure investment, human capital cultivation, innovation network construction, and a series of institutional arrangements—all of which have been consciously integrated, coordinated, and continuously optimized, forming a complex system that is both self-organizing and highly controlled.
This perspective holds significant theoretical importance for understanding the unique path of China's integrated urban-industrial development. Traditional urbanization theories—whether the Chicago School emphasizing spontaneous market order, spatial structure transformation theories, or critical urban studies focusing on gentrification—cannot adequately explain the specificity of the Shenzhen case. Shenzhen's development model conforms neither to neoclassical economic generalizations about urbanization nor simply corresponds to import substitution or export-oriented strategies discussed in development economics. It represents a more complex process of institutional innovation requiring a new theoretical framework.
Before proceeding with theoretical exploration, it is necessary to clearly define the core concept of this book—City Manufacturing. City Manufacturing refers to the systematic construction process with the city as its object. It differs from traditional urban renewal or expansion, encompassing the comprehensive design, construction, and operation of cities as spatial carriers, industrial platforms, institutional environments, and social systems. This concept emphasizes several key dimensions.
First, systematicity. City Manufacturing is not the input of a single factor but the coordination of multiple essential elements including land, capital, labor, technology, and institutions. The complementarity and path dependence among these elements mean that optimizing any single factor cannot achieve overall optimality—this explains why Shenzhen's development experience cannot be simply replicated.
Second, intentionality. Different from organic urban evolution, City Manufacturing emphasizes the subjective initiative of development actors. Whether it is the planning guidance of the Shenzhen municipal government, policy support from the central government, or market decisions by enterprises, all demonstrate clear strategic intent. This intentionality does not exclude market mechanisms but positions the market as an effective tool for resource allocation within a broader development framework.
Third, processuality. City Manufacturing is a dynamically evolving process rather than one-time construction. Even after a city's physical space has essentially taken shape, industrial system established, and institutional framework determined, the process of city manufacturing continues—technological iteration forces industrial upgrades, institutional aging requires continuous reform, and social change demands governance innovation. Shenzhen's transformation pressures in the 2020s exemplify this processual characteristic.
To operationalize this concept, this book introduces the analytical framework of institutional economics, decomposing City Manufacturing into three interrelated levels.
The first is Institutional Manufacturing—the systematic construction of institutional environments required for urban development. This includes property rights arrangements (such as land use rights transfer systems), market entry and exit mechanisms (such as business registration and bankruptcy procedures), financial system support (such as interactions between the ChiNext Board, STAR Market, and Shenzhen's financial center), and legal-regulatory refinement (such as intellectual property protection system establishment). Shenzhen has conducted numerous pioneering explorations in this area, from the first land auction hammer in the early period to later commercial registration system reforms, each institutional innovation providing infrastructure-level support for city manufacturing.
The second is Industrial Manufacturing—the intentional construction of manufacturing ecosystems. This includes not only attracting foreign investment and cultivating local enterprises but also constructing supply chain networks, forming industrial clusters, and weaving innovation networks. Shenzhen's industrial manufacturing strategy experienced transformation from "three-plus-one" processing trade (processing supplied materials, processing supplied samples, processing supplied components, and compensation trade) to independent innovation, yet always maintained high emphasis on manufacturing as the city's economic foundation—this contrasts sharply with development paths of fina